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A government committee has concluded that investme...

A government committee has concluded that investment company fees should be disclosed to clients each quarter and has proposed new legislation to require this. Currently, the legal requirement is to report such data annually. In compliance with current legal requirements, Dolphin Investments discloses its fees annually. Eugene Shin, CFA, Dolphin's compliance officer, learns of the proposed changes but does not convert Dolphin's reporting to a

quarterly basis. Shin's decision not to act:

A) is not a violation of the Code and Standards.

B) constitutes professional misconduct as defined in the Code and Standards.

C) is a violation of his duty to employer as defined in the Code and Standards.

D) is a violation of his responsibilities as a supervisor as defined in the Code and Standards.

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第1题

A government committee has concluded that investment company fees should be disclosed to clients each quarter and has proposed new legislation to require this. Currently, the legal requirement is to report such data annually. In compliance with current legal requirements, Dolphin Investments discloses its fees annually. Eugene Shin, CFA, Dolphin's compliance officer, learns of the proposed changes but does not convert Dolphin's reporting to a

quarterly basis. Shin's decision not to act:

A) is not a violation of the Code and Standards.

B) constitutes professional misconduct as defined in the Code and Standards.

C) is a violation of his duty to employer as defined in the Code and Standards.

D) is a violation of his responsibilities as a supervisor as defined in the Code and Standards.

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第2题

After the investigation, it was concluded that the old man was responsible for the accident.

A.在这次检查后,得出的结论是这位老人对这起交通事故负责。

B.在这次调查后,人们觉得这起交通事故完全是这位老人的责任。

C.在这次检查后,人们觉得这起交通事故完全是这位老人的责任。

D.在这次调查后,得出的结论是这位老人对这起交通事故负责。

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第3题

After the investigation, it was concluded that the nurse was responsible for the surgical accident.

A.在这次检查这后,得出的结论是这位护士对这起手术事故负责。

B.在这次调查之后,人们觉得这起手术事故完全是这位护士的责任。

C.在这次检查之后,人们觉得这起手术事故完全是这位护士的责任。

D.在这次调查之后,得出的结论是这位护士对这起手术事故负有责任。

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第4题

____________,it was concluded that sound was produced by vibration.(test)

经过调查和测试得出声音是由振动产生的结论。

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第5题

Asked what he would do to improve a government, the ancient Chinese sage Confucius answered that his first measure would be "to correct language". He meant that if words don't mean what they seem to mean people cannot put any plan into action as intended. The state of language at the dawn of the twenty-first century appears to be more confused than ever—thanks in large part to the enormous influence of television, radio, and print media over what we buy, desire, and believe.

Benjamin Radford, managing editor of The Skeptical Inquirer magazine, offers hundreds of examples of deceptive practices in journalism, advertising, political activism, public relations, and charity appeals. The real danger to the public, he insists, comes not from outright lies about events or individuals, because in most cases facts can ultimately be proven and mistakes corrected. But the emotional power of images, sound bites, and slogans can exert deep and lasting influence on our opinions and behaviors as consumers, voters, and citizens.

The detailed coverage of violent crimes dominating local TV news shows seldom includes any larger context. The cumulative impression left in the minds of viewers is that violent crime is rampant and on the rise. As a result, many people live in fear and many more support the idea of ever-larger police forces, tougher laws, and bigger prisons without considering the actual crime rates in their community or across the nation.

Dramatic incidents like the sniper attacks in the Washington D. C. area in the fall of 2002 receive so much media attention that, again, the actual numbers of people affected and the likelihood of such attacks being repeated anywhere else become wildly exaggerated in people's minds. In the media-fueled emotional state following such spectacular disasters, the effort and expense of turning schools into locked fortresses or putting cameras on every street to monitor suspicious individuals can seem insignificant compared to the hope of keeping our children safe from harm. Yet truly effective measures require clear thinking and clearly worded policies that citizens—not only lawyers and politicians—can understand. Too often the long-term future implications of new anticrime laws and policies are not even considered in the rush to feel safer by taking rapid and visible action.

Misleading practices by advertisers are another subject of public concern. Governments have long limited ads for alcohol and tobacco products and examined claims by drug companies, carmakers, food suppliers, and toy manufacturers to protect the public health. But advertising uses emotional appeals to shift the viewer's focus away from facts. Viewers who do not take the trouble to distinguish between provable claims and pleasant but meaningless word play end up buying "the sizzle, not the steak" and often paying high.

Confucius is cited by the author in paragraph 1 to imply that ______.

A.it's urgent to improve a government

B.it's very important to use language correctly

C.words don't mean what they seem to mean

D.today's language is in a state of confusion

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第6题

China's Company A concluded a contract with an Ind...

China's Company A concluded a contract with an Indian company on FCA Shanghai Airport. As contracted, goods should be delivered during August, and the buyer will pay the full price of USD 50,000 by T/T against the airline's advice of arrival. A got the Airway Bill after handing over the goods to the airline at Shanghai airport on August 31 and sent a shipping advice to the Indian company. The goods arrived at Bombay on September 2 and an advice of arrival was dispatched to the nominated bank who notified the Indian company to get documents and make payment. However, the price for wrist watches began to decrease, thus the Indian company refused to take delivery for A's late delivery. Was A's delivery late? Why?

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第7题

Part A

Directions: Read the following texts and answer the questions which accompany them by choosing A, B, C or D. Mark your answers on ANSWER SHEET 1.

In a three-month period last year, two Brooklynites had to be cut out of their apartments and carded to hospital on stretchers designed for transporting small whales. The National Association to Advance Fat Acceptance(NAAFA) argues that it was not their combined 900kg bulk that made them ill. Obesity, according to NAAFA, is not bad for you. And, even if it was, there is nothing to be done about it, because genes dictate weight. Attempting to eat less merely slows metabolism, having people as chubby as ever.

This is the fatlash movement that causes America's slimming industry so much pain. In his book Bin Fat Lies (Ballantine, 1996), Glenn Gaesser says that no study yet has convincingly shown that weight is an independent cause of health problems. Fatness does not kill people; things like hypertension, coronary heart diseases and cancer do. Michael Fumento, author of The Fat of the Land ( Viking, 1997 ), an anti-fatlash diatribe, compares Dr Gaesser's logic with saying that the guillotine did not kill Louis XVI: Rather, it was the severing of his vertebrae, the cutting of all the blood vessels in his neck, and... the trauma caused by his head dropping several feet into a wicker basket.

Being fat kills in several ways. It makes people far more likely to suffer from heart disease or high blood pressure. Even moderate obesity increases the chance of contracting diabetes. Being 40% overweight makes people 30%~50% more likely to die of cancer, according to the American Cancer Society. Extreme fatness makes patients so much less likely to survive surgery that many doctors refuse to operate until they slim.

The idea that being overweight is caused by obesity genes is not wholly false: researchers have found a number of genes that appear to make some people bum off energy at a slower rate. But genes are not destiny. The difference between someone with a genetic predisposition to gain weight and someone without appears to be roughly 40 calories-or a spoonful of mayonnaise—a day.

An alternative fatlash argument, advanced in books such as Dean Onrush's Eat More, Weight Less (Harper Collies, 1993) and Date Atrens's Don't Diet ( William Morrow, 1978), is that fatness is not a matter of eating too much. They note that as Americans' weight has ballooned over the last few decades, their reported caloric intake has plunged. This simply explains people's own recollection of how much they eat is extremely unreliable. And as they grow fatter, people feel guilty and are more likely to fib about how much they eat. All reputable studies show that eating less and exercising reduce weight.

Certainly, the body' s metabolism slows a little when you lose weight, because it takes less energy to carry less bulk around, and because dieting can make the body fear it is about to starve. But a sensible low-fat diet makes weight loss possible. The fatlash movement is dangerous, because slimmers will often find any excuse to give up. To tell people that it is healthy to be obese is to encourage them to live sick and die young.

The two Brooklynites in the first paragraph were______.

A.members of the NWA

B.typical victims of overweight

C.members of the "fatlash" movement

D.proof that the fatlash movement is gaining strength

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