题目内容（请给出正确答案）

[主观题]

John Harris has passed Level I of the CFA exam. Although he registered for the Level II exam, he failed to sit for the exam due to a business emergency. John plans to re-register for the exam. Accordi

A、State that he has passed Level I of the exam.

B、Refer to himself as a candidate in the CFA program.

C、Refer to himself as a CFA I.

查看答案

如搜索结果不匹配，请联系老师获取答案

您可能会需要：

重置密码查看订单联系客服

安装上学吧APP，拍照搜题省时又省心！

更多“John Harris has passed Level I…”相关的问题

第1题

Question 1 Windsong Management has hired John Simmons, who received his CFA charter in 200

5, and Lucy Wainwright, who passed the Level 2 exam and has registered to take the Level 3 Exam. These two individuals form. Windsong’s Great Lakes Group. Which of the following business cards is consistent with the Standards of Professional Conduct？

A.Windsong ManagementGreat Lakes GroupJohn Simmons, CFALucy Wainwright, Level 2 CFA

B.Windsong ManagementGreat Lakes GroupJohn Simmons, CFALucy Wainwright

C.Windsong ManagementGreat Lakes GroupJohn Simmons, Chartered Financial Analyst, 2005Lucy Wainwright, Level 3 CFA Candidate

D.Windsong ManagementGreat Lakes GroupJohn Simmons, Chartered Financial AnalystLucy Wainwright, CFA Candidate

点击查看答案

第2题

Frist Investments, Inc. has just hired Michael Pulin to manage institutional portfolios, most of which are pension related. Pulin has just taken the Level III CFA exam and is awaiting his results. Pul

A、Has many years of investment experience which,along with his participation in the CFA program,will allow him to deliver superior investment performance relative to other managers.

B、Is a CFA Level III and passed the first two exams on the first attempt.He is an affiliate member of the CFA Institute.We expect him to become a regular member if he passes the Level III examination.

C、Is a Level III CFA candidate and has many years of excellent performance in the investment management industry.Pulin is an affiliate member of the CFA Institute and will be eligible to become a CFA charterholder and regular member if he passes the Level III CFA Exam.

点击查看答案

第3题

A bank trust department has three portfolio managers （Diane Cole, Tomas Bermudez, and An

A bank trust department has three portfolio managers (Diane Cole, Tomas Bermudez, and Anthony Ring), who have been awarded the right to use the CFA designation, and one other employee (Diane Takao) who has registered for the Level 3 CFA exam. The bank wants to include information about these individuals in a brochure. According to CFA Institute Standards of Professional Conduct, which of the following is the mostappropriate use the designation in the brochure？

A) Anthony Ring is a Chartered Financial Analyst who has had 10 years of experience as a portfolio manager.

B) Diane Takao passed Level 2 of the CFA examination and is currently enrolled to take Level 3.

C) Tomas Bermudez is a CFA-type portfolio manager, who specializes in growth stocks.

D) Diane Cole is one of three CFAs in our trust department.

点击查看答案

第4题

After writing the CFA Level I exam, Cynthia White goes to internet discussion site CFA Haven to express her frustration. White writes, "CFA Institute is not doing a competent job of evaluating ca

A、Publicly disputing CFA Institute policies and procedures.

B、Disclosing subject matter covered or not covered on a CFA exam.

C、Participating in an internet forum that is directed toward CFA Program participants.

点击查看答案

第5题

Vishal Chandarana, an unemployed research analyst, recently registered for the CFA Level I exam. After two months of intense interviewing, he accepts a job with a stock brokerage company in a differen

A、Misconduct

B、Loyalty to Employers

C、Reference to the CFA Program

点击查看答案

第6题

--- Could I speak to John Harris, please --- __________ .A.Oh, how are youB.I’m JohnC.I’m

--- Could I speak to John Harris, please --- __________ .

A.Oh, how are you

B.I’m John

C.I’m listening

D.Speaking

点击查看答案

第7题

Tammi Holmberg is enrolled to take the Level I CFA examination. While taking the CFA examination, the candidate on Holmbergs immediate right takes a stretch break and a piece of paper from his pocket

A、Compromised her exam.

B、Was free to act on the information that fell on her desk.

C、Is responsible for notifying exam proctors of her neighbors violation.

点击查看答案