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Jenson Button, CFA, is a product development manager at a private equity fund. He is in ch

arge of developing and promoting a new structured financial product, CBO (bond obligation), which includes many emerging-market corporate bonds. In the product-related catalog, Button discloses a list of selected underlying bonds. The catalog also mentions about one independent collateral agency, who has discretion over the selection of all corporate bonds. In fact, Button has discussed with the collateral agency manager many times and instructed him to select bonds for the CBO. Button is most likely to violate which of the following CFA Institute Standards of Professional Conduct?

A.Disclosure of Conflicts.

B.Suitability.

C.Diligence and Reasonable Basis.

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更多“Jenson Button, CFA, is a produ…”相关的问题

第1题

Jenson复印公司打算花费$25,310购买一台复印机。在不同的贴现率下,该投资的净现值(NPV)如下。

那么,Jenson公司该项投资的内部收益率大概为

A.6%.

B.8%.

C.10%.

D.9%.

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第2题

A.cfa> cfb 、qma> qmb

B.cfa= cfb 、qma= qmb

C.cfa= cfb 、qma> qmb

D.cfa> cfb 、qma= qmb

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第3题

CFA考试是什么?

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第4题

特许金融分析师CFA考试科目有哪些?
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第5题

Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:
"I am a CFA so I am a member of the CFA Institute which I believe constitutes t
Stian Klun, CFA is preparing a brochure to advertise his firm. The brochure includes the following disclosures:

"I am a CFA so I am a member of the CFA Institute which I believe constitutes t

A、CFA Institute.

B、CFA Program

C、CFA Designation

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第6题

A.cfa> cfb 、qma> qmb

B.cfa= cfb 、qma= qmb

C.cfa= cfb 、qma> qmb

D.cfa> cfb 、qma= qmb

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第7题

CFA协会是一家全球性非营利专业机构。CFA协会的前身是()。 A.AIMRB.FAFC.ICFAD.ACII

CFA协会是一家全球性非营利专业机构。CFA协会的前身是()。

A.AIMR

B.FAF

C.ICFA

D.ACIIA

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第8题

CFA协会是一家全球性非营利专业机构。CFA协会的前身是()。 A.AIMR B.FAFC.ICFAD.ACI

CFA协会是一家全球性非营利专业机构。CFA协会的前身是

()。

A.AIMR

B.FAF

C.ICFA

D.ACIIA

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