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[主观题]

In a tough decision to leave Greenberg and Associates, Jillian Cross, CFA, decides to seek

employment with a competing firm. She decides that her current management team is essential to her ability to do her job and plans to convince the others to come with her when she leaves. She also plans to take her client list with her because she has to start somewhere in building a book of business. Jillian is:

A.out of compliance only in taking the client list.

B.out of compliance only in trying to get her employees to come with her.

C.out of compliance with Standard III(B), Duty to Employer, on both counts-attempting to take her management team with her and misappropriating the client list.

D.in compliance.

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第1题

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第2题

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